这篇论文梳理了LLM评估与安全之间测量问题的八大证据流,还审计了10个模型,发现很多看似安全差距其实来自信息披露。搞模型安全的人值得看看怎么避免被表面指标骗到。
该研究结合系统搜索、叙事综合与灰色证据,对2018-2026年评估-安全测量工作进行梳理,涵盖八个证据流(基准有效性、动态评估、LLM-as-judge可靠性等)。引入EvalSafetyGap作为组织假设,借助Goodhart法则及作者提出的不稳定分解与对齐三难困境生成可检验比较。对10个模型进行审计,发现能力与持续对抗鲁棒性之间统计不显著(Pearson r=+0.232, p=0.520),开放-封闭安全差距主要由治理与披露驱动,而非行为鲁棒性。贡献在于提供共享词汇表与证据地图,支持动态评估、透明来源报告、多尝试安全测量及可审计对齐实践。
EvalSafetyGap: A Hybrid Survey and Conceptual Framework for LLM Evaluation-Safety Failures
LLM evaluation and AI safety face a shared measurement problem: benchmark scores, reward-model signals, and reported safety metrics can improve while the latent properties they are meant to represent remain difficult to verify. This paper combines a hybrid survey - a systematic search paired with narrative synthesis and separately tracked grey evidence - with a conceptual framework and a structured ten-model audit. The synthesis spans eight evidence streams: benchmark validity, dynamic evaluation, LLM-as-judge reliability, safety evaluation, jailbreak/refusal robustness, reward hacking, mechanistic interpretability, and governance/auditability, covering 2018-2026 evaluation-safety measurement work. We introduce EvalSafetyGap as an organizing hypothesis for comparing evaluation-side and alignment-side proxy failures under optimization pressure, using Goodhart's Law together with two constructs we develop here - an Instability Decomposition and an Alignment Trilemma - as tools for generating testable comparisons. The audit shows how conclusions shift when capability, behavioral safety, and governance are measured separately. In this sample (n = 10), the association between capability and sustained adversarial robustness is statistically indeterminate using the displayed Table 3 inputs (Pearson r = +0.232, p = 0.520), and the apparent open-closed safety gap is modest, driven mainly by governance and disclosure rather than behavioral robustness, and sensitive to how a single borderline model is classified; attempt-budget results are protocol dependent. Because the public evidence uses heterogeneous protocols, the audit is diagnostic rather than rank-generating. The contribution is a shared vocabulary and evidence map to support dynamic evaluation, transparent source reporting, multi-attempt safety measurement, and auditable alignment practice.