DPO 对齐损失并非均匀:Qwen3.5-4B 上提取、json、router 任务差异实测
The Alignment Tax Is Graded: Task-Selective Capability Loss Under Length-Normalized DPO with SFT Retention
有人拿 Qwen3.5-4B 实测了 DPO 对齐到底伤不伤能力,结果是分任务的:router 直接掉 30 分,提取没事。做微调的值得看看这个 margin 损伤窗口。
arXiv 论文用 Qwen3.5-4B 配合稀疏 LoRA 和长度归一化 DPO 加 SFT 保留项做预注册实验,8 个种子其中 6 个在冻结后启用。随着隐式奖励 margin 增长到约 7 β单位,能力损失呈现分级分布:提取任务几乎无损(Δ=-0.55 分),json 任务轻微下降(Δ=-3.52 分),router 任务严重退化(Δ=-30 分)。损失集中在 margin 1-3 的损伤窗口,margin 的 96% 以上来自对被拒绝补全的抑制而非提升选中补全。另外 QLoRA 的 nf4 训练与 fp16 测量下奖励 margin 差异可达 3.4 倍。
The Alignment Tax Is Graded: Task-Selective Capability Loss Under Length-Normalized DPO with SFT Retention
Setting. This is an empirical characterization study; we propose no new method and run no comparisons against alternative objectives. We fine-tune Qwen3.5-4B with sparse LoRA and length-normalized DPO plus an SFT retention term (the RPO objective) on structured financial-filing tasks, and track downstream capability as the implicit reward margin grows to $\sim 7$ $β$-scaled units (nf4 training; $\sim 3$ under fp16 measurement on the unquantized base). Question. Does margin growth degrade capability uniformly across tasks, or selectively? Findings. In a pre-registered study (8 seeds, 6 unseen at freeze) with artifact-aware scoring and TOST equivalence testing, the alignment tax is graded and task-selective: extraction is preserved ($Δ= -0.55$ pts, equivalent at $\pm5$ pts), json loses little ($Δ= -3.52$ pts, equivalence fails on a clustered item-level interval), and router degrades severely ($Δ= -30$ pts). Router's loss concentrates in a margin 1-3 damage window containing a transient format-break spike. The margin is accounted for almost entirely ($\geq 96\%$) by suppression of rejected completions, with chosen reward approximately flat, consistent with the retention term anchoring it; we do not attribute the behavioral damage to any single gradient channel. Gold-logp deflation is task-selective (extraction $-0.15$, json $-1.04$, router $-1.47$ nats/token under fp16), with gold selectively protected relative to incorrect controls on extraction (8/8 seeds). QLoRA reward margins differ up to $3.4\times$ between nf4 training and unquantized fp16 measurement, with an axis-dependent gap. Scope. Length-normalized rewards with SFT retention, sparse LoRA on 8/32 layers, one 4B model, easily-separable synthetic preferences, three structured tasks. A no-retention control and a measured format-alignment metric are left to future work.